Facts of the Case
The petitioner, LG Electronics India Pvt. Ltd., entered into a
Global Partnership Agreement dated 28.06.2002 with Global Cricket Corporation
Pvt. Ltd. (GCC), a Singapore-based entity holding commercial rights of
International Cricket Council (ICC) events. Under the agreement, LG acquired
global partnership rights in relation to ICC cricket tournaments, including
advertising and promotional rights at match venues as well as the right to use
ICC Marks and Event Marks in advertising material. The total consideration
agreed was USD 27.5 million, of which USD 11 million was borne by the
petitioner.
The petitioner applied under Section 195 of the Income-tax Act
seeking permission to remit the amount without deduction of tax. The Deputy
Director of Income Tax rejected the application on 12.11.2002, holding that the
payment constituted royalty. On revision under Section 264, the Director of
Income Tax partly allowed the application by apportioning the consideration,
treating two-thirds as payment for advertisement space and one-third as
consideration for right to use ICC trademarks, taxable as royalty at 15% under
the India–Singapore DTAA. Aggrieved, the petitioner approached the High Court.
Issues Involved
Whether part of the sponsorship payment made for advertising
and promotional rights in an international cricket event could be characterized
as royalty for use of trademark, whether the right to use ICC Marks was merely
incidental to advertisement, and whether the apportionment of consideration
between advertisement and royalty by the tax authorities was justified.
Petitioner’s Arguments
The petitioner contended that the dominant purpose of the
agreement was advertisement by booking premium space at cricket venues and that
the use of ICC Marks was merely incidental. It was argued that no independent
right to commercially exploit ICC trademarks was granted and that any reference
to ICC Marks was only to signify association with the event. Reliance was
placed on the judgments in Formula One World Championship Ltd. and Sheraton
International Inc. to submit that incidental trademark use in advertising
arrangements does not amount to royalty.
Respondent’s Arguments
The Revenue argued that the agreement conferred substantive
and independent rights on the petitioner to use ICC Marks and Event Marks
across the licensed territory, defined as the entire world, including on
packaging, websites and advertising material beyond the stadium. It was
submitted that trademarks fall squarely within the definition of royalty under
Section 9(1)(vi) and Article 12 of the DTAA. The petitioner had also conceded before
the revisional authority that there was an element of trademark use, and
therefore apportionment of consideration was justified.
Court Order / Findings
The Delhi High Court examined the Global Partnership Agreement
in detail and noted that the petitioner had been granted a non-exclusive right
to use ICC Marks and Event Marks throughout the licensed territory in or on
advertising materials, as defined widely under the agreement. The Court held
that the right to use ICC trademarks was not merely incidental but a
substantive right forming part of the consideration.
The Court observed that the petitioner itself admitted the use
of ICC Marks, though sought to downplay its value. The revisional authority’s
apportionment of two-thirds of the payment towards advertisement space and
one-third towards right to use trademark was found to be reasonable. The Court
distinguished the judgments in Formula One World Championship Ltd. and Sheraton
International Inc., holding that in those cases trademark use was strictly
incidental and limited, whereas in the present case the agreement granted
expansive rights to use ICC Marks globally.
Important Clarification
The Court clarified that where an agreement grants independent
and substantive rights to use trademarks, such consideration falls within the
definition of royalty under Section 9(1)(vi) of the Income-tax Act and Article
12 of the DTAA. Merely labeling trademark use as incidental does not alter its
tax character if contractual terms indicate otherwise.
Final Outcome
The writ petition was dismissed. The Delhi High Court upheld
the order passed under Section 264 of the Income-tax Act, confirming that
one-third of the payment made by LG Electronics India Pvt. Ltd. to Global
Cricket Corporation Pvt. Ltd. constituted royalty taxable in India, on which
tax was required to be withheld at the rate of 15% under the India–Singapore
DTAA.
Link to download the order - https://www.mytaxexpert.co.in/uploads/1769503160_LGELECTRONICSINDIAP.LTDVsDIRECTOROFINCOMETAXORS.pdf
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