Facts of the
Case
The assessee, GKN Driveline India Ltd., engaged in
manufacturing front wheel drive axle assemblies, entered into an agreement
dated 16 February 1995 with Shriram Mobiles Limited (SML) for
acquisition of a manufacturing unit at Madras.
The consideration structure was bifurcated into:
- Rs. 1.30 Crores towards net asset value of
the unit
- Rs. 70 Lakhs towards obligations and
covenants, including a non-compete clause
The assessee claimed deduction of Rs. 70 lakhs as
revenue expenditure in its return.
The Assessing Officer treated the payment as
capital expenditure on the ground that it conferred enduring benefit.
CIT(A) reversed the finding and allowed deduction,
holding the five-year non-compete restriction to be temporary.
ITAT restored the Assessing Officer’s order,
holding the expenditure capital in nature.
The assessee filed appeal before the Delhi High Court under Section 260A.
Issues
Involved
- Whether payment of Rs. 70 lakhs described as non-compete
consideration for five years constituted capital expenditure or revenue
expenditure?
- Whether the nature of the payment, viewed in entirety under the acquisition agreement, created an enduring business advantage?
Petitioner’s
Arguments (Assessee’s Arguments)
The assessee contended that:
- The payment represented non-compete fee for only five years.
- A time-bound non-compete arrangement cannot be treated as capital
expenditure.
- The seller had not even commenced production, and therefore there
was no serious competitive threat.
- The payment was made to facilitate smooth business expansion and
should qualify as business expenditure.
- Reliance was placed upon CIT v. Eicher Ltd., where non-compete payments were held to be revenue expenditure.
Respondent’s
Arguments (Revenue’s Arguments)
The Revenue argued that:
- The payment resulted in elimination of competition at inception
itself.
- The expenditure gave enduring commercial advantage to the assessee.
- The payment formed part of acquisition cost and therefore was
capital in character.
- Reliance was placed on Sharp Business System v. Commissioner of Income Tax, where non-compete fee was treated as capital expenditure.
Court
Findings / Court Order
The Delhi High Court dismissed the appeal and held:
- The payment of Rs. 70 lakhs was not exclusively for non-compete
obligations.
- The agreement clearly showed that the amount covered multiple
obligations, including:
- warranties
- indemnity
- confidentiality
- approvals from authorities
- title clearance
- non-compete obligations
The Court held that:
- The dominant purpose of the payment was to ensure smooth and
complete acquisition of the manufacturing unit.
- The obligations enhanced the value of the acquired asset.
- The payment secured enduring business advantage.
Accordingly, the Court held the expenditure to be capital expenditure and not allowable as revenue deduction under Section 37(1).
Important
Clarification
The Court clarified:
A payment cannot be treated as revenue expenditure
merely because one component of the agreement contains a non-compete clause.
Where the payment is integrally connected with
acquisition of capital assets and fulfillment of acquisition obligations, the
expenditure assumes the character of capital expenditure.
The Court distinguished Eicher Ltd. on facts
and emphasized that each case must be decided based on the nature and substance
of the transaction.
Link to download the order -https://delhihighcourt.nic.in/app/case_number_pdf/2017:DHC:7253-DB/PMS27112017ITA5422005.pdf
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