The Supreme Court examined whether gains arising from
foreign exchange fluctuations in the Exchange Earners’ Foreign Currency (EEFC)
account of an assessee constitute profits derived from the export business and
are therefore eligible for deduction under Section 80HHC of the Income Tax Act,
1961.
The assessee, a 100% Export Oriented Unit engaged in the
export of garments, received foreign exchange remittances against completed
export transactions. Instead of converting the entire foreign exchange into
Indian currency immediately upon receipt, the assessee credited a permitted
portion of the foreign exchange into its EEFC account in accordance with the
Reserve Bank of India notification. Due to appreciation in the exchange rate at
the end of the financial year, the assessee earned gains from foreign exchange
fluctuation and claimed deduction of such gains under Section 80HHC of the Act.
The Revenue disallowed the deduction on the ground that the
gain from foreign exchange fluctuation in the EEFC account was not derived from
the export of goods or merchandise outside India. The High Court upheld the
disallowance, leading to the appeal before the Supreme Court.
The Supreme Court held that Section 80HHC permits deduction
only of profits derived from the export of goods or merchandise. Emphasising
the settled principle that the expression “derived from” has a narrow and
restrictive meaning, the Court reiterated that there must be a direct and
proximate nexus between the profit and the export activity. The Court
distinguished between income “derived from” an activity and income merely
“attributable to” it.
The Court observed that maintaining an EEFC account is not a
mandatory or integral requirement for carrying on export business but is merely
an enabling facility provided by the Reserve Bank of India. The gain arising
from foreign exchange fluctuation in such an account is independent of the
export transaction, as the export is complete upon receipt of foreign exchange.
The subsequent decision to retain foreign currency in an EEFC account and the
resulting fluctuation gain do not have a direct nexus with the export of goods.
Relying upon earlier decisions including Pandian
Chemicals Ltd. v. Commissioner of Income Tax, Sterling Foods v.
Commissioner of Income Tax, and other authorities interpreting the
expression “derived from”, the Court held that such foreign exchange
fluctuation gains cannot be regarded as profits derived from export business.
The Court also distinguished Topman Exports v. Commissioner of Income Tax,
noting that the said decision dealt with statutory export incentives and was
not applicable to gains arising from optional foreign currency retention.
Accordingly, the Supreme Court affirmed the judgment of the
High Court and held that gains from foreign exchange fluctuations in the EEFC
account are not eligible for deduction under Section 80HHC of the Act, and
dismissed the appeals.
Source Link - https://api.sci.gov.in/supremecourt/2010/27756/27756_2010_3_1501_48355_Judgement_21-Nov-2023.pdf
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