Facts of the
Case
Multiple taxpayers, including Twylight
Infrastructure Pvt. Ltd., Abhinav Jindal, Mangla Gupta, Rajesh
Gupta HUF and others, filed writ petitions challenging reassessment notices
issued by the Income-Tax Department for various assessment years. The notices
were issued under Sections 148
and 148A of the Income-Tax Act,
1961, after the usual three-year limitation period from the end of the relevant
assessment year had expired.
Petitioners contended that the reassessment notices
were invalid because they were issued without the mandatory prior approval of
the specified authority as required under Section 151(ii) of the Income-Tax Act. As such, the reassessment
proceedings were without jurisdiction and liable to be quashed. The issue was
whether the absence of specified authority approval vitiates the reassessment
notices and proceedings.
Issues Involved
- Whether reassessment notices under
Section 148 and action under Section 148A are valid without prior approval
of the authority specified under Section 151(ii) of the Income-Tax Act?
- Whether the amendments introduced by the
Taxation and Other Laws (Relaxation and Amendment of Certain Provisions)
Act, 2020 (TOLA) affect the mandatory requirement of specified authority
approval under Section 151(ii)?
- Whether reassessment proceedings
commenced without such mandatory approval could be sustained in law?
Petitioner’s Arguments
- Reassessment notices and consequent proceedings were unlawful
because the Income-Tax Act requires mandatory prior approval of the
specified authority under Section 151(ii)
where the period for reassessment has expired beyond three years.
- The absence of such approval means the reassessment notices are void ab initio and of no legal
effect.
- The amendments brought by TOLA extend time limits but do not dispense with the mandatory requirement
of specified authority approval.
Respondent’s Arguments
- The Revenue contended that the reassessment actions were justified
under the extended timelines provided by TOLA and relevant statutory
provisions.
- It was argued that necessary approvals were obtained and that the
interpretation of statutory provisions by the department was in line with
revenue procedures.
- The Revenue also contended that TOLA had modified certain timelines
and procedural requirements, which could have implications on how the
approval hierarchy operates.
Court Order / Findings
- Approval under Section 151(ii) is
mandatory before issuing a notice under Section 148 or carrying forward
proceedings under Section 148A
when the limitation period has expired.
- The authority granting approval must be the one specifically
designated under Section 151(ii); failure to obtain such approval renders
the reassessment proceedings invalid.
- Amendments introduced by TOLA do not alter the statutory requirement of obtaining specified
authority approval under Section 151(ii). TOLA may extend time limits but cannot override the mandatory
statutory mandate for approval.
- As a consequence, the reassessment notices and proceedings
challenged in these petitions were quashed for lack of valid approval as required
under Section 151(ii).
- The Revenue was granted liberty to initiate fresh proceedings in
accordance with law, including obtaining proper authority approval before
issuance of fresh notices.
Important
Clarification
The Court clarified that the requirement of approval under Section 151(ii) is substantive and mandatory, not merely procedural. Non-compliance with this statutory mandate results in the reassessment proceedings being without jurisdiction and liable to be quashed, even if time limits have been extended under other statutory provisions.
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