Facts of the Case
The assessee, Sunlight Tour and Travels Pvt. Ltd., had
originally filed its return for Assessment Year 2007–08, which was scrutinised
and assessed under Section 143(3). Subsequently, the Assessing Officer reopened
the assessment by issuing notice under Section 148 on the basis of information
received from the Investigation Wing alleging that the assessee had received
accommodation entries aggregating to ₹88,00,000/- from certain entities
controlled by an entry operator.
During reassessment proceedings, the Assessing Officer did not
make any addition on account of the alleged accommodation entries forming the
basis of the recorded reasons. However, the Assessing Officer noticed an amount
of ₹6,01,00,000/- reflected as share premium in the balance sheet and made an
addition under Section 68 on the ground that the assessee failed to establish
its genuineness.
The CIT(A) rejected the assessee’s challenge to jurisdiction
but deleted the addition on merits. The Revenue appealed before the ITAT. The
assessee, by invoking Rule 27 of the ITAT Rules, supported the deletion on the
additional ground that no addition could be made once the original reason for
reopening failed. The ITAT accepted this contention and deleted the reassessment.
Aggrieved, the Revenue filed an appeal before the Delhi High
Court.
Issues Involved
Whether reassessment proceedings under Section 147 can survive
when no addition is made on the issue forming the basis of the recorded reasons
for reopening, and whether independent additions under Section 68 are
permissible in such circumstances.
Petitioner’s Arguments (Revenue)
The Revenue argued that Explanation 3 to Section 147 empowers
the Assessing Officer to assess any other income that comes to notice during
reassessment proceedings, even if it was not part of the original reasons for
reopening. It was contended that the ITAT erred in quashing the reassessment
without examining the merits of the addition under Section 68.
Respondent’s Arguments (Assessee)
The assessee contended that the jurisdiction under Section 147
is conditional upon assessment or reassessment of the income for which reasons
were recorded. Since no addition was made on the alleged accommodation entries,
the Assessing Officer could not travel beyond the recorded reasons to make an
independent addition. Reliance was placed on binding precedents including
Ranbaxy Laboratories Ltd. and Jet Airways (I) Ltd.
Court Order / Findings
The Delhi High Court examined the scope of Section 147 as it
stood during the relevant assessment year and reiterated that the words “and
also any other income” in Section 147 are conjunctive. The Court held that
reassessment must necessarily involve assessment or reassessment of the income
which formed the basis of the “reason to believe”.
The Court noted that in the present case, the Assessing
Officer did not make any addition in respect of the alleged accommodation
entries of ₹88,00,000/- which were the sole basis for reopening. Consequently,
the jurisdiction to make any other addition, including under Section 68, did
not survive.
The Court relied upon and reaffirmed its earlier decisions in
Ranbaxy Laboratories Ltd., ATS Infrastructure Ltd., PCIT v. Jaguar Buildcon
Pvt. Ltd., and the Bombay High Court judgment in Jet Airways (I) Ltd. The Court
clarified that Explanation 3 to Section 147 does not override the substantive
requirement that the original reason for reopening must result in an addition.
Important Clarification
The Court clarified that Explanation 3 to Section 147 merely
removes the restriction that reassessment must be confined only to issues
mentioned in the recorded reasons, but it does not permit reassessment to
continue where the foundational reason for reopening itself fails.
Final Outcome
The appeal filed by the Revenue was dismissed. The Delhi High
Court upheld the ITAT’s order and held that in absence of any addition on the
issue forming the basis of reopening, the reassessment proceedings and the
consequential addition under Section 68 were without jurisdiction and
unsustainable in law.
Link to download the order – https://www.mytaxexpert.co.in/uploads/1769851035_PR.COMMISSIONEROFINCOMETAX7VsSUNLIGHTTOURANDTRAVELSPVT.LTD..pdf
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