Facts of the
Case
The assessee, Rohit Gandhi, an individual and
Director of M/s Cue Apparel Private Limited, was subjected to a search under
Section 132 of the Income-tax Act, 1961 at his residential premises. During the
search, several works of art were found, which the assessee claimed were
personal collections gifted to him by renowned artists.
The Assessing Officer completed assessment under
Section 143(3) for Assessment Year 2008–09, assessing income at ₹1,44,62,994 as
against returned income of ₹18,40,524. An addition of ₹1,00,00,000 was made on
account of alleged undisclosed investment in works of art based on estimated
values attributed to six artworks found during the search.
The assessee produced confirmations from the
respective artists stating that the artworks were gifted to him; in the case of
one deceased artist, confirmation was provided by his daughter. The Assessing
Officer accepted the identity of the donors but rejected the genuineness and
creditworthiness and made the addition without obtaining any valuation report.
Issues
Involved
Whether the assessee had discharged the onus of
proving identity of donors, creditworthiness and genuineness of gifts of
artworks, and whether additions could be sustained in absence of valuation or
cogent material, based merely on surmises and conjectures.
Petitioner’s
Arguments
The assessee contended that all three ingredients
required to establish a genuine gift were satisfied. The identity of donors was
undisputed; the donors were artists gifting their own works; and genuineness
was evidenced by confirmations, inscriptions on the artworks, and long-standing
personal relationships.
It was argued that neither the Assessing Officer
nor appellate authorities obtained any valuation from a Valuation Officer or
independent expert, and the estimates adopted were arbitrary and unsupported by
evidence. Reliance was placed on settled law that additions cannot be made on
pure guesswork.
Respondent’s
Arguments
The Revenue supported the findings of the Assessing
Officer, Commissioner (Appeals) and the ITAT to the extent the addition was
sustained, contending that the assessee failed to establish genuineness beyond
doubt and that the relationship between donors and donee was not proved
satisfactorily.
Court Order
/ Findings
The Delhi High Court held that the additions were
unsustainable. The Court noted that the assessment order did not disclose any
basis for estimating the value of artworks and that no reference was made to a
Valuation Officer or independent valuer. On this ground alone, the additions
could not be sustained.
The Court further held that the authorities below
erred in rejecting the genuineness of gifts despite confirmations from artists,
inscriptions on artworks indicating gifting, and undisputed personal
relationships. The Court observed that the donors had confirmed the gifts and
there was no material to doubt their statements.
Relying on authoritative precedents including
Dhakeswari Cotton Mills Ltd., Esthuri Aswathiah and Omar Salay Mohd. Sait, the
Court reiterated that tax authorities cannot base additions on conjectures,
surmises or suspicion, and must act on cogent material.
Important
Clarification
The Court clarified that while tax authorities may
act on probabilities, they cannot make arbitrary estimates without evidence or
valuation. Additions relating to alleged undisclosed investments must be
supported by reliable material and cannot rest on unfounded assumptions.
Final
Outcome
The appeal was allowed. The Delhi High Court set
aside the findings of the Assessing Officer, Commissioner (Appeals) and the
Income Tax Appellate Tribunal insofar as they sustained the addition on account
of alleged gifts of artworks, answered the substantial question of law in
favour of the assessee and against the Revenue, and deleted the addition in its
entirety.
Link to download order - https://www.mytaxexpert.co.in/uploads/1769686876_ROHITGANDHIVsINCOMETAXOFFICER.pdf
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